University of Washington School of Medicine Effective: 12/12/2019
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Concern Reporting System
The program director must provide a learning and working environment in which residents
have the opportunity to raise concerns and provide feedback in a confidential manner as
appropriate, without fear of intimidation or retaliation [CPR II.A.4.a).(10)]. The program, in
partnership with its Sponsoring Institution, must encourage residents and faculty members to
alert the program director or other designated personnel or programs when they are
concerned that another resident or faculty member may be displaying signs of burnout,
depression, substance abuse, suicidal ideation, or potential for violence [CPR VI.C.1.e).(1)].
Residents and faculty are strongly encouraged to follow the mechanisms developed by the
UW GME when reporting their concerns. Any bias incidents or violation of nondiscrimination
and nonretaliation must be reported through the mechanisms described in the UW Medicine
Policy on Professional Conduct, UW Bias Reporting Tool, University Complaints
Investigation and Resolution Office (UCIRO), or UW Executive Order 31. In case of
physician impairment, every individual, including program directors, faculty, and residents, is
responsible to (1) monitor signs of impairment; and (2) follow the UW GME Physician
Impairment Policy for reporting. Remediation may take place based on the UW GME
Remediation Policy and Grievance Procedure.
The Sponsoring Institution with more than one program must ensure availability of an
organization, council, town hall, or other platform that allows all residents from within and
across the programs to communicate and exchange information with other residents relevant
to their programs and their learning and working environment [IR II.C.]. The Resident and
Fellow Open Forum serves as the platform for communication among residents regarding
working and learning environments. This Open Forum ensures that all residents have (1) the
opportunity to directly raise a concern [IR II.C.1]; (2) the option, at least in part, to conduct
their forum without the DIO, faculty members, or other administrators present [IR II.C.2.]; and
(3) the option to present concerns that arise from discussions at the forum to the DIO and
GMEC [IR II.C.3].
Educational Requirements
The Sponsoring Institution, in partnership with its programs, must educate residents and
faculty members concerning the professional responsibilities of physicians, including their
obligation to be appropriately rested and fit to provide the care required by their patients [IR
III.B.6.b)]. Programs, in partnership with their Sponsoring Institutions, should have a process
for education of residents and faculty regarding unprofessional behavior and a confidential
process for reporting, investigating, and addressing such concerns [CPR VI.B.7]. The
program must integrate residents’ personal and professional well-being as part of
professionalism into the curriculum
1
. Residents must demonstrate competence in ability to
recognize and develop a plan for one’s own personal and professional well-being as part of
professionalism
[CPR IV.B.1.a).(1).(f)]
1
.
The responsibility of the program, in partnership with the Sponsoring Institution, must include
attention to resident and faculty member burnout, depression, and substance abuse [CPR
VI.C.1.e)]. The program, in partnership with its Sponsoring Institution, must educate
residents and faculty members to (1) identify the symptoms of burnout, depression, and
substance abuse, including means to assist those who experience these conditions
[CPR
VI.C.1.e)]; and (2) recognize those symptoms in themselves and how to seek appropriate
care
[CPR VI.C.1.e)]. In addition, programs must educate all faculty members and residents
to (1) recognize the signs of fatigue and sleep deprivation
[CPR VI.D.1.a).]; (2) be aware of
alertness management and fatigue mitigation processes [CPR VI.D.1.b)]; and (3) use fatigue
mitigation processes to manage the potential negative effects of fatigue on patient care and
learning
[CPR VI.D.1.c.].